Guernsey Law Reports 2009-10 GLR 368
IN THE MATTER OF Q (A MINOR)
ROYAL COURT (McMillen, Lieut. Bailiff): February 11th, 2010
Human Rights—right to respect for private and family life—“family life”—no “family life” to be given respect under European Convention, art. 8 if no contact between unmarried birth father and child for first four years of life—natural fatherhood not itself enough to create family tie of any substance—no right to be treated as “parent” for purposes of giving consent to adoption under Adoption (Guernsey) Law 1960, s.5(1)(a), or automatic right to be joined as party to adoption proceedings
The unmarried birth father of Q (a minor in respect of whom an adoption application had been made) sought to be made a party to the proceedings and leave to apply to discharge the fit person order made in respect of Q.
The father had never lived with Q’s mother and indeed, until DNA tests were carried out in June 2009, it was not known that he was the father. Before that, he knew of the mother’s pregnancy but asserted that any one of a number of men could be the father. He showed no interest in the birth of Q in 2006, or in her subsequent welfare, until contacted by a social worker in 2009 when the adoption proceedings had already begun. He had never had any contact with Q. A fit person order had been made, giving the care of Q to the Health & Social Services Department shortly after she was born, and she had been in the de facto care of the adoptive applicants since August 2006.
The father applied to be recognized as a party to the adoption proceedings, submitting that (a) he already had standing as a “parent” and therefore under the Adoption (Guernsey) Law 1960, s.5(1)(a) his consent to the adoption was required unless dispensed with under s.6(1)(b); (b) the court had a wide discretion to join him as a party and should do so, as this would give him the right to have his views taken into account by the court, though not as a “parent”; (c) it was in the best interests of the child for him to be joined, since he could offer her a home for life, financial and social stability (he had a partner of five years’ standing and a settled home and
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job in England), and a supportive family network; and (c) the changing social climate and the increasing recognition of the rights of the unmarried father supported joinder and indeed, since nothing was known to his detriment, there should be a presumption that he was entitled to be joined. He also applied for leave to apply to discharge the fit person order made in respect of Q in 2006, though he accepted that this application would fail if the court refused his application to be joined to the adoption proceedings.
The respondents submitted in reply that (a) the father was not a “parent” whose consent to the adoption of Q was required under the Adoption (Guernsey) Law, since he had neither rights and responsibilities as a parent under that Law, nor “parental responsibility” by virtue of the Children (Guernsey and Alderney) Law 2008, s.6(2)(b); nor (b) should he be joined as a party to the adoption proceedings in the exercise of the court’s discretion, since he had no legal standing to be heard in any capacity and the most he could ask for was notice of the proceedings, which he already had.
All parties raised the issue whether the father had a “family life” with Q for which he was entitled to respect under art. 8 of the European Convention on Human Rights. It was accepted that since a natural father had no right to respect for his family life with regard to every child of whom he might be the father, exceptional factors needed to be present, showing that the relationship between the father and the child had brought a “family life” into existence.
Held, dismissing the applications:
(1) The unmarried father had neither automatic standing as a “parent” whose consent was required to the adoption (by virtue of s.5(1)(a) of the Adoption (Guernsey) Law 1960), nor did the admittedly changing social attitude to unmarried fathers require that he be joined as a party to the proceedings. He had had a minimal relationship with the mother and none at all with Q. The only conclusion the Department had reached in making an assessment of him was said to be negative but no detailed information of this assessment was before the court and, in the light of its decision on issue (2) below, it did not consider that an adjournment would be helpful to await further information (paras. 9–14).
(2) There was no “family life” in this case capable of being respected under art. 8 of the European Convention on Human Rights. The father had been completely absent from the child’s life and disinterested in her for almost the first four years of her life and it was probable that he would never have shown any interest in her had adoption proceedings not been started. He had no relationship (save a transient sexual one) with her mother and no contact with Q at all, and, since the court accepted that the mere fact of natural fatherhood was not enough in itself to create a family tie of any substance, the relationship of the father and Q did not as a matter of fact come within the concept of “family life” within the meaning of art. 8 (paras. 19–22; paras. 25–26).
(3) Nor, in these circumstances, would leave be granted for the father to
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apply to discharge the fit person order. The child overwhelmingly needed permanence and stability in her relationships and since she had been in the care of the Department for four years and in the actual care of the adoptive applicants for almost as long, the father’s application would be dismissed (paras. 27–28).
Cases cited:
(1) G and B, Re, [2007] EWCA Civ 538, referred to.
(2) H and G (Adoption: Consultation of unmarried fathers), Re, [2001] 1 FLR 646; [2001] 1 F.C.R. 726; [2001] Fam. Law 175, dicta of Butler-Sloss, P. considered.
(3) S (a child) (Adoption proceedings: Joinder of father), Re, [2001] 1 F.C.R. 158, dicta of Thorpe, L.J. considered.
Legislation construed:
Adoption (Guernsey) Law 1960, as amended, s.5(1):
“Subject to the provisions of the next following section, an adoption order shall not be made—
(a) in any case except with the consent of every person who is a parent or guardian of the infant;
(b) on the application of one of two spouses, except with the consent of the other spouse.”
s.6: “(1) The Court may dispense with any consent required by paragraph (a) of subsection (1) of the last foregoing section if it is satisfied that the person whose consent is to be dispensed with—
(a) has abandoned, neglected or persistently ill-treated the infant; or
(b) cannot be found or is incapable of giving his consent or is withholding his consent unreasonably.
(2) If the Court is satisfied that any person whose consent is required by the said paragraph (a) has persistently failed without reasonable cause to discharge the obligations of a parent or guardian of the infant, the Court may dispense with his consent whether or not it is satisfied of the matters mentioned in subsection (1) of this section.”
Children (Guernsey and Alderney) Law 2008, s.6(2):
“Subject to subsection (3), where a child’s mother and father are not married to each other at the time of the child’s birth—
(a) the mother shall have parental responsibility in respect of that child, and
(b) the father (referred to hereinafter as an ‘unmarried father’ shall not have parental responsibility in respect of that child . . .”
European Convention for the Protection of Human Rights and Fundamental Freedoms (Rome, November 4th, 1950; Treaty Series 71 (1953);
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Human Rights (Bailiwick of Guernsey) Law 2000, Schedule 1, Part I), art. 8: The relevant terms of this article are set out at para. 15.
Ms. J. E. Roland for the adoptive applicants;
Ms. S. L. Brehaut for the birth father;
The first respondent (the mother) appeared in person;
R. Sewards, Crown Advocate, for the second respondent;
Ms. S. Mallett for the third respondent.
1 McMILLEN, LIEUT. BAILIFF: [The learned Lieutenant Bailiff set out the background facts and continued:]
The parties and the birth father appeared before this court on July 9th, 2009. On that date the birth father argued that he was automatically a party to the adoption application on the basis that he was a “parent” and therefore under s.5(1)(a) of the Adoption (Guernsey) Law 1960, as amended, his consent was required to the making of the adoption order, or if it was found that his consent was being unreasonably withheld (s.6(1)(b)), then his consent could be dispensed with.
2 That submission was opposed by the applicants and I concurred with the interpretation of the Law and Rules as advanced by the applicants. I was satisfied that a birth father without parental rights and obligations or, as under the new Law, without parental responsibility, was not a “parent” for the purposes of the Adoption (Guernsey) Law 1960, as amended, or under the Royal Court (Adoption) (Guernsey and Alderney) Rules 2006.
3 If the father succeeds in his application to be joined as a party to the adoption proceedings, his consent is neither required under s.6(1) of the Adoption (Guernsey) Law 1960, as amended (as he does not have parental responsibility), nor would the court have to dispense with the same, but it would be on the basis he was entitled to have his views taken into account by the court when determining the application before it.
4 In these circumstances I directed that the court should hear a formal application by the father to be joined as a party to the proceedings, and I further directed that he be given certain limited information in order to facilitate such an application.
5 The father’s application to be joined as a party to the adoption application was heard on January 18th, 2010. It is also relevant to note that the father issued a further application (dated January 14th, 2010) “for leave to apply pursuant to r.47(d) of the Family Proceedings (Guernsey and Alderney) Rules 2009 to discharge the fit person order in respect of my daughter pursuant to s.52(2) of the Children (Guernsey and Alderney) Law 2008.”
6 Prior to the hearing, the father, the applicants and the safeguarder filed
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written submissions on the law and on the relevant facts of the application(s) before the court. The Department, for reasons best known to itself, chose not to file written submissions. In addition, I also adversely commented on the delay in the filing of the other parties’ submissions and also on the fact that I had received written submissions which were neither signed nor dated. I am not unaware of the volume of work on advocates’ desks but matters such as the dating and signing of submissions and complying with time scales set by the court in relation to the filing of documents are of importance and must not be overlooked.
7 The father accepted inter alia that if the court refused his application to be joined as a party to the adoption proceedings then his application for leave to make an application under the Children (Guernsey and Alderney) Law 2008 would also fail.
8 Advocate Brehaut on behalf of the father urged upon me a number of factors which she submitted demonstrated that it was in the best interests of [the infant] that the father be given leave to be joined as a party to the Adoption Law proceedings and be allowed to apply to discharge the fit person order. She submitted that the birth father could—
(a) offer a home to [the infant] for life;
(b) offer [the infant] a home which would address her cultural needs;
(c) demonstrate he was financially independent;
(d) demonstrate stability, in that he had a partner of some five years’ standing and has stable accommodation and a stable job in England; and
(e) offer [the infant] a supportive, close family network.
9 Advocate Brehaut referred me to Re S (a child) (Adoption proceedings: Joinder of father) (3), referred to in Re H and G (Adoption: Consultation of unmarried fathers) (2), in which Thorpe, L.J. stated ([2001] 1 F.C.R. 158, at paras. 20–21):
“20. The terms of the 1984 Rules seem to me to be continuingly apt in conferring on the court an unfettered discretion. There will undoubtedly be cases in which the court will exercise that discretion against joining a natural father. An extreme and obvious instance would be the mother whose conception was as a consequence of a violent rape. But in a case such as this, where there is a history of relationship between the parents and where the father has intermittently but transiently sought to play a part in the child’s life, it seems to me that a judge acts wisely in ensuring that at least the father has notice of the proceedings.
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21. The climate has undoubtedly shifted since the mid 1980s, and the shift is towards according greater involvement of natural fathers, even though there has been no marriage and even though there has been no formal order of parental responsibility.”
10 The father urged the court to accept that in relation to the changing climate and the increasing recognition of the rights of the unmarried father that I should exercise discretion in his favour and grant him party status in the adoption proceedings. Advocate Brehaut submitted that it was “unfortunate” that the birth father “was not notified of the fit person application” when that application originally came before the Court “since it appears that he was relatively easily identified in relation to these proceedings and it is submitted that the failure to notify him has had a seriously detrimental impact on his legal position.”
11 In regard to this latter submission, I have already set out the chronology of how the identification of [the infant’s] birth father progressed and how his identity was not known until a few months after the commencement of these adoption proceedings and that, at the time of the fit person proceedings, another man had been identified as [the infant’s] father. But when these tests proved negative, neither the Department nor the guardian in those proceedings had received any information which could have led them to identify the birth father. The only persons who had that knowledge were the birth mother and the birth father themselves and even they were uncertain until DNA tests were carried out in June 2009.
12 Advocate Brehaut urged the court that as there was nothing known to the detriment of the father the presumption should be one of joinder. She referred to the case of Re G and B (1) which she submitted demonstrated that the father was entitled to be “fully assessed as a carer for the child.”
13 During the course of this application I was advised by the Department that it had carried out a form of assessment of the father (and in fact had done so by November 4th, 2009) but the assessment had not been committed to a written form—“there were no guidelines” to do so. It is my understanding that that assessment concluded that the Department did not consider that the father was able to safely parent [the infant]. I asked for further clarification but unfortunately the relevant social work practitioner was unwell and the relevant file was not at court.
14 Bearing in mind the lack of detailed information relating to the Department’s assessment of the father, I have not been able to factor in what I was told was a negative conclusion to the assessment into my decision-making on the applications. With this in mind, I have therefore had to consider whether there should be an adjournment at least for further information on the assessment to be provided and I will deal with this later in my judgment.
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15 All parties raised the issue of art. 8 of the European Convention on Human Rights:
“(1) Everyone has the right to respect for his private and family life, his home and his correspondence.
(2) There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedom of others.”
16 The identified issue in this case was whether there is a “family life” which would not be respected if I decided not to allow the father’s application to be joined as a party to the adoption proceedings, and, if I determined there was no family life to be respected, what relevance that had.
17 In this case the father and child have never had any contact with each other. The father’s recounting of the circumstances of the conception left him uncertain as to which of a number of men (on his version) could have been the father. It was only when he was contacted by a social work practitioner in early summer 2009, that he started to co-operate with the process, despite having been told by the mother that she was pregnant (although she did not tell him then that he was the father) and two years ago when she approached the father “and accused” him of being the father. In his advocate’s submissions the father says this was a “throw-away remark” but it was obviously sufficient to remain in the father’s mind and yet he took no steps to ascertain either the whereabouts of the child or indeed the child’s well-being. Even when the mother approached him in the street in 2009 and ascertained his phone number, the father waited until he was contacted and he did not initiate any enquiries of his own.
18 In Re H and G (Adoption: Consultation of unmarried fathers) (2), the court considered the impact of human rights legislation on the position of unmarried fathers. The court considered that not only was art. 8 engaged but also art. 6—“the right to a fair trial”—on the basis that if the father was a person who was found to have a family life with his child then art. 6(1) would apply.
19 Butler-Sloss, P. commented ([2001] 1 F.C.R. 726, at para. 38):
“The first issue is whether there is a family life in respect of which there may be a breach. The European Court of Human Rights accepted in B v. UK, [2000] 1 F.C.R. 289 that it is legitimate to treat married and unmarried fathers differently. Not every natural father has a right to respect for his family life with regard to every child of
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whom he may be the father . . . The application of art. 8(1) will depend upon the facts of each case . . .”
and in those two cases on the facts as they presented themselves to the President, she reached different conclusions on their respective facts. In Re H she held that the father did have the right to be given notice of the fact of a pending adoption application, but on the facts of Re G these facts were “less strong” and she directed that notice need not be given. In Re H the parents had never cohabited, and whilst they had known each other for a period of seven years, the relationship had been “short of cohabitation” which did at some point develop into a decision to become engaged to be married. Subsequently, the relationship concluded and the father and mother lost contact with each other and the father had not known the mother was pregnant or had given birth to his child.”
20 In Re G the President stated (ibid., at para. 51):
“There were no exceptional factors to show, in the words of [Kroon and others v. The Netherlands (1994), 17 EHRR 2634], that the relationship had sufficient constancy to create de facto family ties. Unlike the case of H, there is nothing substantial to show that the father of G has a right to respect for his family life with G. In my judgment, this relationship is to be found on that part of the spectrum that does not come within the concept of family life within Article 8.”
21 [The putative father] neither had a relationship with the mother at the time [of conception] nor before, nor indeed since and even when he knew there was a possibility (and I accept it was no more than that) that he was the father, he took no action to substantiate the possibility or indeed to enquire after the child.
22 I am satisfied that in these circumstances there is no evidence of a family life between this child and this father which could be breached. This child was four years old before this man demonstrated any interest in her and even then he would not have done so if it had not been for the fact that proceedings had been issued.
23 I directed that the father be given notice of the fact of the adoption proceedings in order that the facts as to how he came to be the child’s father and the background to the relationship could be investigated. These now having been disclosed, I am satisfied the facts as disclosed do not amount to de facto family life.
24 Since the father does not have a right to respect for his family life, “no obvious issue arises under Article 8 which engages Article 6(1)” (Re H and G ([2001] 1 F.C.R. 726, at para. 52)).
25 I am satisfied that this application falls in that part of the spectrum
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where there is no family life capable of being respected. This was due to the complete absence of the birth father in the child’s life to date or at least until June 2009, and the fact he has been unable to demonstrate any identifiable relationship at all between himself and the child or her mother, which could have led to me to conclude that in this case there was a family life capable of respect.
26 This decision is based on these particular facts and no doubt other similar cases involving the same application by other unmarried fathers may fall elsewhere on the spectrum, depending on their own individual facts.
27 I am also satisfied that in these circumstances I would not grant the father leave to apply to discharge the fit person order. This is a child whose overwhelming need is for permanence and stability. The child has been in the care of the Department for four years and in the care of [the adoptive applicants] since August 2006. Taking into account my finding that there is no family life capable of respect between this child and this father, and the factors that have led me to conclude this, I am satisfied that there would be little merit in the father’s application to apply to discharge the fit person order.
28 I am satisfied that an adjournment for an assessment of the father would not be helpful in the circumstances outlined above, and I am satisfied that I can proceed to dismiss both of the father’s applications. If I had determined there was a family life capable of being respected between this child and the father I would have considered an adjournment but, as I say, on the basis of the conclusions that I have reached I do not do so.
Applications dismissed.
2010
Law Report
None
Guernsey Law Reports 2009-10 GLR 368